Eric M. Cannon
Professional summary
Eric Matthew Cannon is a registered financial advisor currently at CAPITAL ADVISORS, INC. located in Frisco, Texas.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Eric has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Matthew Cannon's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 30, 2012 - Present
CAPITAL ADVISORS, INC.
Office #1: 3001 Dallas Parkway, Frisco, TX 75034January 9, 2018 - December 31, 2018
QUASAR DISTRIBUTORS, LLC
May 2, 2012 - October 2, 2017
MINSHALL & COMPANY INC.
May 12, 2008 - March 1, 2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 20, 2000 - May 16, 2008
JEFFERIES LLC
August 30, 1999 - October 31, 2000
GEORGE K. BAUM & COMPANY
July 26, 1999 - August 27, 1999
UMB FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CAPITAL ADVISORS, INC.
CRD#: 104643 / SEC#: 801-14050
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/30/2012)
(3/30/2012)
Exams
Series 55
Date: 4/17/2000
Limited Representative-Equity Trader ExamCurrent Firm
CAPITAL ADVISORS, INC.
CRD#: 104643 / SEC#: 801-14050
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,297 |
| AUM (Assets Under Management) | $ 6,146,880,645 |
Red Flags
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Company Information
CAPITAL ADVISORS, INC.
CRD#: 104643Frisco, TX 75034TRUST BUT VERIFY
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