John M. Burnett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Marshall Burnett was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1999. John had worked at 6 firms and has passed the Series 65, Series 66 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2007 - December 31, 2022
VERIDIAN WEALTH MANAGEMENT, INC.
October 7, 2005 - August 9, 2007
WELLSTONE SECURITIES, LLC
January 6, 2004 - October 19, 2005
INVESTORS SECURITY COMPANY, INC.
January 30, 2002 - January 15, 2004
WORTH FINANCIAL GROUP INC.
November 21, 2001 - January 31, 2002
OXFORD FINANCIAL GROUP
July 19, 1999 - November 2, 2001
LEGACY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VERIDIAN WEALTH MANAGEMENT, INC.
CRD#: 144890 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 128 |
| AUM (Assets Under Management) | $ 11,435,151 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Texas | ERA - Withdrawn | 6/13/2014 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
