Zeev N. Klein
Professional summary
Zeev Noam Klein, who also goes by Z W Klein, is a registered financial professional currently at LMV CAPITAL CORP. located in New York, New York.
Zeev is registered as a RR (Registered Representative) and started their career in finance in 2008. Zeev has worked at 2 firms and has passed the Series 63, Series 62, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Zeev Noam Klein's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2009 - Present
LMV CAPITAL CORP.
Office #1: 1460 Broadway Suite 4024, New York, NY 10036Office #2: 1460 Broadway Suite 4024, New York, NY 10036February 4, 2008 - June 17, 2008
PACIFIC CENTURY SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/14/2010)
(1/20/2010)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
LMV CAPITAL CORP.
CRD#: 148745 / SEC#: , 8-68061
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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