Jefferson D. Mcbriety

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CRD#: 3232340

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jefferson Davis Mcbriety, who also goes by J D Mcbriety, Jeff Mcbriety, was a registered financial professional .

Jefferson is a previously registered financial professional and started their career in finance in 1999. Jefferson had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

J D Mcbriety | Jeff Mcbriety

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Cornbread Entertainment-23046 Avenida de la Carlota, Ste #600, Laguna Hills CA 92653; Noninvestment related; Entertainment, Emcee, Officient services; Musician/Entertainer; Start date 11/14; 4 hrs/mnth; 0 hrs/mnth during trading. 2)Jefferson McBriety; 23046 Avenida de la Carlota, Ste #600, Laguna Hills CA 92653; life insurance sales; agent; start date 01/05/2000; 10 hrs/mo; 5 hrs/mo during trading; ir 3)JD McBrietty DBA MCBRIETY FINANCIAL LLC; 23200 MODOC COURT, PERRIS CA 92507; START DATE: 04/15/2022; Owner/Agent; non-securities business for life insurance sales and marketing; 16 hrs/mo; 4 hrs/mo during trading; NIR

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 2, 2017 - December 31, 2024

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

Laguna Hills, CA

Past

June 2, 2017 - December 31, 2024

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

Laguna Hills, CA

Past

November 18, 2014 - June 2, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

CORONA, CA

Past

November 17, 2014 - June 2, 2017

LPL FINANCIAL LLC

CRD#: 6413

CORONA, CA

Past

February 28, 2007 - November 20, 2014

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

CORONA, CA

Past

February 28, 2007 - November 20, 2014

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

CORONA, CA

Past

October 30, 2006 - February 26, 2007

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

CORONA, CA

Past

October 30, 2006 - February 26, 2007

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

CORONA, CA

Past

March 18, 2002 - October 30, 2006

TRANSAMERICA FINANCIAL ADVISORS, INC.

RIA

CRD#: 3600

CORONA, CA

Past

August 23, 2000 - October 30, 2006

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

CORONA, CA

Past

November 15, 1999 - August 23, 2000

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLANMEMBER SECURITIES CORPORATION

INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.

CRD#: 11869 / SEC#: 801-39177, 8-25065

RIA

Registered Investment Advisory firm - SEC (6/27/1991 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/20/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/1/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/26/2001

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 8/11/1999

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 5/26/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/24/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/14/2001

General Securities Principal Examination

Current Firm

PLANMEMBER SECURITIES CORPORATION

INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.

CRD#: 11869 / SEC#: 801-39177, 8-25065

RIA

Registered Investment Advisory firm - SEC (6/27/1991 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

6187 Carpinteria Avenue, Carpinteria, CA 93013

Mailing Address

6187 Carpinteria Avenue, Carpinteria, CA 93013-2060

Phone number

(805) 684-1199

Established

California since 03/12/1982

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

432

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PLANMEMBER WRAP FEE PROGRAM ELITE STRATEGIST DECEMBER 2024 (3/31/2025)

PLANMEMBER SCARBOROUGH BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER OPTIFUND BROCHURE 2023 MARCH (3/31/2025)

PLANMEMBER NON-PLATFORM IRA BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER SCHWAB IAR PROGRAM FEBRUARY 2025 (3/31/2025)

PLANMEMBER RETIREMENT INVESTMENT BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER Q8P IAR PROGRAM 2023 MARCH (3/31/2025)

PLANMEMBER WRAP FEE PROGRAM INVESTMENT SAVINGS PLUS (3/31/2025)

PLANMEMBER PREFERENCE AND IAR BROCHURE MARCH 2023 (3/31/2025)

PLANMEMBER WORKPLACE ADVISORY PROGRAM 2023 MARCH (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
PLANMEMBER FINANCIAL CORPORATION	OWNER
BOWMAN, BYRON FRANCIS	CHIEF LEGAL OFFICER & SECRETARY	2673117
HALEY, SEAN PATRICK	CHIEF COMPLIANCE OFFICER	2837579
HANSON, STEVEN R	CHIEF FINANCIAL OFFICER / FINOPS	4854600
JANEWAY, TERRALL JOSEPH	EVP/CHIEF OPERATING OFFICER	2947154
ZIEHL, JON MICHAEL	PRESIDENT	707642

Regulatory assets under management

Total Number of Accounts	68,978
AUM (Assets Under Management)	$ 9,035,509,268

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/21/2022	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jefferson D. Mcbriety

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PLANMEMBER SECURITIES CORPORATION

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

TRANSAMERICA FINANCIAL ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

PLANMEMBER SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 2/20/2002

Series 63

Date: 6/1/1999

SIE

Date: 10/1/2018

Series 7

Date: 3/26/2001

Series 22

Date: 8/11/1999

Series 6

Date: 5/26/1999

Series 51

Date: 3/24/2003

Series 24

Date: 12/14/2001

Current Firm

PLANMEMBER SECURITIES CORPORATION

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PLANMEMBER SECURITIES CORPORATION

TRUST BUT VERIFY

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