Gabriel P. Terry
Professional summary
Gabriel Patrick Terry, who also goes by Gabe P Terry, Gabe Patrick Terry, is a registered financial professional currently at FIDELITY & GUARANTY SECURITIES, LLC located in Des Moines, Iowa.
Gabriel is registered as a RR (Registered Representative) and started their career in finance in 1999. Gabriel has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gabriel Patrick Terry's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2023 - Present
FIDELITY & GUARANTY SECURITIES, LLC
Office #1: 801 Grand Ave. Suite 2600, Des Moines, IA 50309July 30, 2021 - September 14, 2022
INTEGRITY ALLIANCE, LLC.
December 4, 2019 - February 7, 2020
EDWARD JONES
November 4, 2019 - February 7, 2020
EDWARD JONES
December 5, 2006 - March 15, 2007
NATIONWIDE INVESTMENT ADVISORS, LLC
November 30, 2004 - December 5, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
September 27, 2004 - January 5, 2018
NATIONWIDE INVESTMENT SERVICES CORPORATION
February 26, 2004 - April 1, 2004
BANC ONE SECURITIES CORPORATION
February 24, 2004 - April 1, 2004
BANC ONE SECURITIES CORPORATION
January 4, 2002 - February 24, 2003
FORESIDE DISTRIBUTION SERVICES, L.P.
August 12, 1999 - October 26, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/9/2023)
(6/5/2024)
(6/6/2024)
(6/5/2024)
(6/5/2024)
Exams
FINRA
Current Firm
FIDELITY & GUARANTY SECURITIES, LLC
CRD#: 315720 / SEC#: , 8-70916
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY & GUARANTY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| ANDERSON, STEPHEN FRANCIS | CHIEF COMPLIANCE OFFICER AND AML OFFICER | 1181095 |
| BARRETT, RONALD JOHN JR | DIRECTOR | 2480222 |
| CANTONWINE, TESSA ELIZABETH | SECRETARY | 5626630 |
| OLSON, THOMAS G | CHIEF EXECUTIVE OFFICE AND DIRECTOR | 2393888 |
| PHELPS, JOHN A | DIRECTOR | 5664815 |
| RIP, OLGA | FINOP PRINCIPAL, PRINCIPAL OPERATIONS OFFICER, AND PRINCIPAL FINANCIAL OFFICER | 5440553 |
Red Flags
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Company Information
FIDELITY & GUARANTY SECURITIES, LLC
CRD#: 315720Des Moines, IA 50309TRUST BUT VERIFY
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