Brett A. Rogers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Addison Rogers was a registered financial professional .
Brett is a previously registered financial professional and started their career in finance in 1999. Brett had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2010 - June 29, 2012
VTRADER PRO, LLC
May 5, 2004 - March 14, 2005
JANE STREET TRADING, LLC
May 5, 2004 - March 14, 2005
JANE STREET SPECIALISTS, LLC
December 4, 2003 - March 14, 2005
JANE STREET CAPITAL, LLC
February 4, 2002 - February 14, 2005
JANE STREET MARKETS, LLC
July 21, 1999 - March 28, 2001
SUSQUEHANNA FINANCIAL GROUP, LLLP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VTRADER PRO, LLC
CRD#: 131920 / SEC#: , 8-66525
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
