Saverio C. Longo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Saverio C Longo, CFP®, who also goes by Sal Longo, Saverio Carmelo Longo, was a registered financial professional .
Saverio is a previously registered financial professional and started their career in finance in 1999. Saverio had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2017 - April 25, 2017
NYLIFE SECURITIES LLC
February 19, 2015 - April 17, 2015
EQUITABLE ADVISORS, LLC
December 18, 2014 - April 17, 2015
EQUITABLE ADVISORS, LLC
October 13, 2011 - January 27, 2012
EQUITABLE ADVISORS, LLC
June 14, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
June 14, 2006 - August 1, 2007
MSI FINANCIAL SERVICES, INC.
September 9, 2004 - December 16, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
April 15, 2002 - April 19, 2004
CHASE INVESTMENT SERVICES CORP.
January 11, 2000 - February 25, 2002
OSAIC WEALTH, INC.
July 19, 1999 - January 21, 2000
IDS LIFE INSURANCE COMPANY
July 19, 1999 - January 21, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
