Eric C. Johnson

MONECO ADVISORS

Fairfield, CT 06824

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CRD#: 3231707

Professional summary

Eric Carl Johnson is a registered financial advisor currently at MONECO ADVISORS located in Fairfield, Connecticut.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Eric has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Carl Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2018 - Present

MONECO ADVISORS

Office #1: 2150 Post Road, Suite 201, Fairfield, CT 06824

RIA

CRD#: 171922

Fairfield, CT

Past

July 8, 2016 - March 26, 2018

MARINER ADVISOR NETWORK

RIA

CRD#: 283824

Fairfield, CT

Past

October 14, 2014 - July 8, 2016

STRATEGIC WEALTH ADVISORS GROUP

RIA

CRD#: 140977

FAIRFIELD, CT

Past

July 10, 2013 - July 20, 2021

LPL FINANCIAL LLC

CRD#: 6413

FAIRFIELD, CT

Past

September 24, 2003 - June 14, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

STAMFORD, CT

Past

September 24, 2003 - June 14, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 26, 2003 - August 18, 2003

AMERICAN SKANDIA ADVISORY SERVICES, INC.

RIA

CRD#: 109211

SHELTON, CT

Past

July 1, 1999 - August 18, 2003

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570

SHELTON, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONECO ADVISORS

CRD#: 171922 / SEC#: 801-80027

RIA

Registered Investment Advisory firm - (7/14/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/26/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/19/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/3/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/10/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MONECO ADVISORS

CRD#: 171922 / SEC#: 801-80027

RIA

Registered Investment Advisory firm - (7/14/2014 Approved)

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Contact information

Main Address

2150 Post Road, Suite 201, Fairfield, CT 06824

Mailing Address

Phone number

(203) 319-3550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A: FIRM BROCHURE (8/18/2025)

WRAP PROGRAM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	6,130
AUM (Assets Under Management)	$ 1,915,081,746

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric C. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Carl Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARINER ADVISOR NETWORK

STRATEGIC WEALTH ADVISORS GROUP

LPL FINANCIAL LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

AMERICAN SKANDIA ADVISORY SERVICES, INC.

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

Primary Firm SEC Registration

MONECO ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/19/2014

Series 63

Date: 12/3/2013

SIE

Date: 10/1/2018

Series 6

Date: 7/10/2013

Current Firm

MONECO ADVISORS

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONECO ADVISORS

TRUST BUT VERIFY

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