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HA

Hope L. Alzati

BUCKMAN, BUCKMAN & REID
Little Silver, NJ 07739
Some features on this profile are disabled
CRD#: 3231705
HA

Professional summary

Hope Loren Alzati, who also goes by Hope Loren Carrino, Hope Loren Prager, is a registered financial professional currently at BUCKMAN, BUCKMAN & REID, INC. located in Little Silver, New Jersey.

Hope is registered as a RR (Registered Representative) and started their career in finance in 1999. Hope has worked at 14 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Hope Loren Carrino | Hope Loren Prager

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hope Loren Alzati's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 21, 2024 - Present

BUCKMAN, BUCKMAN & REID, INC.

Office #1: 44 Church St., Little Silver, NJ 07739
BD
CRD#: 23407
Little Silver, NJ
Past

August 1, 2022 - May 17, 2024

SAN BLAS SECURITIES LLC

BD
CRD#: 290605
Red Bank, NJ
Past

June 2, 2021 - August 1, 2022

PAULSON INVESTMENT COMPANY LLC

BD
CRD#: 5670
St. Petersburg, FL
Past

May 23, 2016 - June 1, 2021

THE VERTICAL GROUP

BD
CRD#: 104353
POMPANO BEACH, FL
Past

January 29, 2016 - May 24, 2016

CELADON FINANCIAL GROUP LLC

BD
CRD#: 36538
Pompano Beach, FL
Past

August 15, 2014 - February 26, 2016

THE VERTICAL GROUP

BD
CRD#: 104353
RED BANK, NJ
Past

April 18, 2011 - August 21, 2014

W.A. CAPITAL MARKETS

BD
CRD#: 6292
FT. LAUDERDALE, FL
Past

September 17, 2010 - February 15, 2011

STONEX SECURITIES INC.

BD
CRD#: 18456
FORT LAUDERDALE, FL
Past

May 25, 2009 - June 16, 2010

BROOKSTONE SECURITIES, INC.

BD
CRD#: 13366
BOCA RATON, FL
Past

September 26, 2006 - June 6, 2007

W.A. CAPITAL MARKETS

BD
CRD#: 6292
FT. LAUDERDALE, FL
Past

July 16, 2003 - November 3, 2005

FIRST AMERICAN CAPITAL AND TRADING CORPORATION

BD
CRD#: 118812
BOCA RATON, FL
Past

June 11, 2002 - June 26, 2003

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY
Past

March 23, 2001 - August 28, 2002

LADENBURG CAPITAL MANAGEMENT INC.

BD
CRD#: 14623
BETHPAGE, NY
Past

February 13, 2001 - March 20, 2001

WESTMINSTER SECURITIES CORPORATION

BD
CRD#: 6105
NEW YORK, NY
Past

January 20, 2000 - February 27, 2001

NORTH AMERICAN INSTITUTIONAL BROKERS

BD
CRD#: 20574
FT. LAUDERDALE, FL
Past

July 2, 1999 - October 5, 1999

FIN-ATLANTIC SECURITIES, INC.

BD
CRD#: 25523
JUPITER, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/21/2024)
RR
New Jersey
(5/21/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 9/16/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 2/10/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/1/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/29/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

BB
BUCKMAN, BUCKMAN & REID, INC.
BUCKMAN, BUCKMAN & REID, INC. | MERCER, BOKERT, BUCKMAN & REID, INC.

CRD#: 23407 / SEC#: , 8-40413

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
44 Church St., Little Silver, NJ 07739
Mailing Address
44 Church St., Little Silver, NJ 07739
Phone number
(732) 530-0303
Established
New Jersey since 09/07/1988
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JTC HOLDINGS LLCSHARE HOLDER
GIAKAS, WALLACE MARTINSTOCKHOLDER1068278
LAU, PETER SENSTOCKHOLDER2302677
YANG, ZHAOSHAREHOLDER6077274
ALMERINI, LOUIS ACHILLEFINOP1605183
BUCKMAN, HARRY JOHNCHAIRMAN, RSOP1090909
BUCKMAN, HARRY JOHN JRSR. VICE PRESIDENT2202467
BUCKMAN, MARYSTOCKHOLDER5823239
BUCKMAN, THOMAS PAULSECRETARY2577168
CAMPOLI, JOHNSHAREHOLDER6596748
PANNO, RICHARD ANTHONYCHIEF COMPLIANCE OFFICER724727
SHOICHET, MARK ELLIOTTSTOCKHOLDER2301353

Disclosures

Regulatory Event18
Arbitration4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BUCKMAN, BUCKMAN & REID, INC.

CRD#: 23407Little Silver, NJ 07739

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