Darby S. Armont

RICHARD P. SLAUGHTER ASSOCIATES

Austin, TX 78759

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CRD#: 3231569

Professional summary

Darby Suggs Armont, CFA, CFP®, who also goes by Darby H Suggs, Darby Hunter Suggs, is a registered financial advisor currently at RICHARD P. SLAUGHTER ASSOCIATES, INC. located in Austin, Texas and RPS RETIREMENT PLAN ADVISORS located in Austin, Texas.

Darby is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Darby has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Darby H Suggs | Darby Hunter Suggs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CFP BOARD OF STANDARDS; COMMISSIONER; INVESTMENT RELATED: NO;1425 K STREET NW #800 WASHINGTON DC 20005 USA; VOLUNTEER FOR THE DISCIPLINARY AND ETHICS COMMISSION OF THE CFP BOARD.; 2021-03-23; REVIEW AND ADJUDICATE CASES BEFORE THE DEC; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 20;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darby Suggs Armont's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

October 4, 2001 - Present

RICHARD P. SLAUGHTER ASSOCIATES, INC.

Office #1: 9600 North Mopac Suite 600, Austin, TX 78759

RIA

CRD#: 109080

Austin, TX

Current

April 21, 2022 - Present

RPS RETIREMENT PLAN ADVISORS

Office #1: 9600 North Mopac Suite 600, Austin, TX 78759

RIA

CRD#: 319220

Austin, TX

Past

June 4, 1999 - May 9, 2001

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RICHARD P. SLAUGHTER ASSOCIATES, INC.

RICHARD P. SLAUGHTER ASSOCIATES, INC. | SLAUGHTER RICHARD P ASSOCIATES INC | RPS RETIREMENT PLAN ADVISORS

CRD#: 109080 / SEC#: 801-55455

RIA

Registered Investment Advisory firm - (4/20/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(2/10/2014)

IAR

Texas
(10/4/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/16/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/1/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RICHARD P. SLAUGHTER ASSOCIATES, INC.

RICHARD P. SLAUGHTER ASSOCIATES, INC. | SLAUGHTER RICHARD P ASSOCIATES INC | RPS RETIREMENT PLAN ADVISORS

CRD#: 109080 / SEC#: 801-55455

RIA

Registered Investment Advisory firm - (4/20/1998 Approved)

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Contact information

Main Address

9600 North Mopac Suite 600, Austin, TX 78759

Mailing Address

Phone number

(512) 918-0000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE FOR RICHARD P SLAUGHTER ASSOCIATES (10/22/2025)

Regulatory assets under management

Total Number of Accounts	1,746
AUM (Assets Under Management)	$ 863,943,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Darby S. Armont

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darby Suggs Armont's CRS (Customer Relationship Summary).

Certified licenses

Experience

RICHARD P. SLAUGHTER ASSOCIATES, INC.

RPS RETIREMENT PLAN ADVISORS

JANUS HENDERSON DISTRIBUTORS US LLC

Primary Firm SEC Registration

RICHARD P. SLAUGHTER ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2001

Series 63

Date: 6/16/1999

Series 6

Date: 6/1/1999

Current Firm

RICHARD P. SLAUGHTER ASSOCIATES, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RICHARD P. SLAUGHTER ASSOCIATES, INC.

TRUST BUT VERIFY

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