James A. Hohlt
Professional summary
James Aaron Hohlt is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Woodland Hills, California.
James is registered as a RR (Registered Representative) and started their career in finance in 1999. James has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Aaron Hohlt's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2017 - Present
COREBRIDGE CAPITAL SERVICES, INC.
Office #1: 21650 Oxnard Avenue Suite 750, Woodland Hills, CA 91367July 15, 2014 - January 10, 2017
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 14, 2014 - June 18, 2014
EDWARD JONES
August 2, 2006 - May 12, 2014
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 8, 1999 - June 14, 2006
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2017)
(1/17/2017)
(5/26/2021)
(12/12/2023)
Exams
FINRA
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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