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DL

Dina L. Liening

COLDSTREAM WEALTH MANAGEMENT
Bellevue, WA 98004
Some features on this profile are disabled
CRD#: 3231413
DL

Professional summary

Dina Lauren Liening, who also goes by Dina Liening, Dina L Tsungu, Dina Lauren Tsungu, Dina Tsungu, is a registered financial advisor currently at COLDSTREAM WEALTH MANAGEMENT located in Bellevue, Washington.

Dina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Dina has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Dina Liening | Dina L Tsungu | Dina Lauren Tsungu | Dina Tsungu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dina Lauren Liening's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 9, 2023 - Present

COLDSTREAM WEALTH MANAGEMENT

Office #1: One - 100th Avenue Ne Suite 102, Bellevue, WA 98004
RIA
CRD#: 108805
Bellevue, WA
Past

May 9, 2023 - November 26, 2024

COLDSTREAM SECURITIES, INC.

BD
CRD#: 46835
BELLEVUE, WA
Past

October 28, 2022 - May 10, 2023

MORGAN STANLEY

RIA
CRD#: 149777
Bellevue, WA
Past

October 28, 2022 - May 10, 2023

MORGAN STANLEY

BD
CRD#: 149777
Bellevue, WA
Past

February 27, 2008 - October 31, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SEATTLE, WA
Past

November 29, 2007 - October 31, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SEATTLE, WA
Past

April 2, 2007 - November 6, 2007

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
GREENWICH, CT
Past

September 14, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
GREENWICH, CT
Past

July 21, 2003 - January 13, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

November 6, 2002 - July 14, 2003

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
COLDSTREAM WEALTH MANAGEMENT
COLDSTREAM | COLDSTREAM WEALTH MANAGEMENT | COLDSTREAM CAPITAL MANAGEMENT INC

CRD#: 108805 / SEC#: 801-39379

RIA
Registered Investment Advisory firm - (7/23/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(5/9/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/25/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/6/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/5/2002
General Securities Representative Examination

Current Firm

CW
COLDSTREAM WEALTH MANAGEMENT
COLDSTREAM | COLDSTREAM WEALTH MANAGEMENT | COLDSTREAM CAPITAL MANAGEMENT INC

CRD#: 108805 / SEC#: 801-39379

RIA
Registered Investment Advisory firm - (7/23/1991 Approved)
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Contact information

Main Address
One - 100th Avenue Ne Suite 102, Bellevue, WA 98004
Mailing Address
Phone number
(425) 283-1600
Established
Firm type
Fiscal year end
# of Employees
195

SEC notice filing (33 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV - PART 2A - CWM - 2025 06 17 (6/17/2025)

Regulatory assets under management

Total Number of Accounts4,519
AUM (Assets Under Management)$ 12,438,532,202

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2025
Cover Page
Report
08/27/2024
Cover Page
Report
09/29/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COLDSTREAM WEALTH MANAGEMENT

CRD#: 108805Bellevue, WA 98004

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