Demetra D. Daniel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Demetra Dawn Daniel, who also goes by Dawn W Daniel, Dawn Whisenant Daniel, Dawn W Whisenant, was a registered financial professional .
Demetra is a previously registered financial professional and started their career in finance in 1999. Demetra had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2014 - April 7, 2016
KEEL POINT CAPITAL, LLC
April 21, 2014 - April 7, 2016
KEEL POINT, LLC
March 13, 2013 - April 7, 2014
MORGAN STANLEY
March 13, 2013 - April 7, 2014
MORGAN STANLEY
June 1, 2009 - November 1, 2012
MORGAN STANLEY
June 1, 2009 - November 1, 2012
MORGAN STANLEY
January 2, 2002 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
January 2, 2002 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 27, 2000 - January 2, 2002
THE ROBINSON-HUMPHREY COMPANY, LLC
August 13, 1999 - August 3, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEEL POINT CAPITAL, LLC
CRD#: 6769 / SEC#: , 8-22990
Contact information
FINRA licenses (40 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
