Dana S. Hollinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dana Sabina Hollinger, who also goes by Dana Sabina Goldinger, Dana Goldinger, Dana H Maltz, was a registered financial professional .
Dana is a previously registered financial professional and started their career in finance in 1999. Dana had worked at 4 firms and has passed the Series 63, Series 82TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2019 - May 12, 2025
ABG, LLC
November 6, 2013 - January 8, 2014
THE LEADERS GROUP, INC.
May 24, 2007 - October 26, 2011
EQUITABLE ADVISORS, LLC
September 23, 2004 - December 8, 2005
EQUITABLE ADVISORS, LLC
June 23, 1999 - September 17, 2004
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 4/30/2019
Limited Representative-Private Securities OfferingsCurrent Firm
ABG, LLC
CRD#: 167190 / SEC#: , 8-69247
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
