Mark F. Stoehrer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Francis Stoehrer was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1999. Mark had worked at 3 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2011 - April 1, 2014
MILLER TABAK + CO., LLC
March 23, 2009 - August 3, 2010
BAY CREST PARTNERS, LLC
July 28, 1999 - November 11, 2008
COWEN AND COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 7/29/2009
Limited Representative-Equity Trader ExamCurrent Firm
MILLER TABAK + CO., LLC
CRD#: 47293 / SEC#: , 8-51750
Contact information
Disclosures
| Regulatory Event | 13 |
Red Flags
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