Tenzing T. Deck
Professional summary
Tenzing Thomas Deck, who also goes by Tom Deck, is a registered financial advisor currently at BRICKTOWN CAPITAL, LLC located in Detroit, Michigan.
Tenzing is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Tenzing has worked at 16 firms and has passed the Series 66, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tenzing Thomas Deck's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 19, 2022 - Present
BRICKTOWN CAPITAL, LLC
Office #1: 600 E. Lafayette Blvd, Detroit, MI 48226November 1, 2021 - March 28, 2022
NEWEDGE ADVISORS
July 26, 2019 - November 1, 2021
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
July 25, 2019 - March 28, 2022
NEWEDGE SECURITIES, LLC
August 5, 2013 - July 29, 2019
M&T SECURITIES, INC.
August 5, 2013 - July 29, 2019
M&T SECURITIES, INC.
June 12, 2012 - August 5, 2013
NATIONWIDE SECURITIES, LLC
May 4, 2011 - May 25, 2011
CAMELOT INVESTMENT ADVISERS, LTD.
February 1, 2010 - February 2, 2011
FAIRHOLME DISTRIBUTORS, LLC
October 28, 2008 - February 2, 2011
FORESIDE GLOBAL SERVICES, LLC
January 9, 2008 - December 5, 2008
BLACKROCK DISTRIBUTORS, INC
January 9, 2008 - January 2, 2009
NORTHERN FUNDS DISTRIBUTORS, LLC
January 9, 2008 - February 2, 2011
MGI FUNDS DISTRIBUTORS, LLC
January 9, 2008 - February 2, 2011
FORESIDE FUNDS DISTRIBUTORS LLC
January 9, 2008 - February 2, 2011
STERLING CAPITAL DISTRIBUTORS, LLC
September 18, 2001 - December 20, 2007
ING DIRECT SECURITIES INC.
June 22, 1999 - September 7, 2001
ING FUNDS DISTRIBUTOR, INC.
Primary Firm SEC Registration
BRICKTOWN CAPITAL, LLC
CRD#: 319290 / SEC#: 801-124951
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/19/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
BRICKTOWN CAPITAL, LLC
CRD#: 319290 / SEC#: 801-124951
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 96 |
| AUM (Assets Under Management) | $ 11,754,992,280 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 09/22/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BRICKTOWN CAPITAL, LLC
CRD#: 319290Detroit, MI 48226TRUST BUT VERIFY
Monitor Tenzing Deck
Get automatic monthly alerts on: