Adam B. Obrecht

AO WEALTH ADVISORY

Urbandale, IA 50322

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CRD#: 3231002

Professional summary

Adam Bain Obrecht, CFP® is a registered financial advisor currently at AO WEALTH ADVISORY located in Urbandale, Iowa.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Adam has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FINANCIAL PLANNING ASSOCIATION, BOARD MEMBER, RESPONSIBLE FOR MEMBERSHIPS, NON-PROFIT 501 C-3, 2 HOURS SPENT A MONTH ON THIS ACTIVITY, 0 DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Bain Obrecht's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

June 16, 2017 - Present

AO WEALTH ADVISORY

Office #1: 2570 106th Street, Suite A, Urbandale, IA 50322

RIA

CRD#: 288301

Urbandale, IA

Past

July 10, 2003 - August 10, 2017

INVESTMENT ADVISORS CORP

RIA

CRD#: 117531

URBANDALE, IA

Past

January 17, 2001 - December 31, 2017

BROKER DEALER FINANCIAL SERVICES CORP.

CRD#: 8073

URBANDALE, IA

Past

July 14, 1999 - December 31, 2000

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AO WEALTH ADVISORY

A.O. WEALTH ADVISORY,LLC | AO WEALTH ADVISORY

CRD#: 288301 / SEC#: 801-120730

RIA

Registered Investment Advisory firm - (4/8/2021 Approved)

Iowa

Registered Investment Advisory firm - (5/10/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(6/16/2017)

IAR

Texas
(3/14/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/14/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/19/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/8/2002

General Securities Principal Examination

Current Firm

AO WEALTH ADVISORY

A.O. WEALTH ADVISORY,LLC | AO WEALTH ADVISORY

CRD#: 288301 / SEC#: 801-120730

RIA

Registered Investment Advisory firm - (4/8/2021 Approved)

Iowa

Registered Investment Advisory firm - (5/10/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2021 Terminated)

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Contact information

Main Address

2570 106th Street, Suite A, Urbandale, IA 50322

Mailing Address

Phone number

(515) 224-7849

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 071825 (7/18/2025)

Regulatory assets under management

Total Number of Accounts	1,139
AUM (Assets Under Management)	$ 174,164,780

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam B. Obrecht

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Bain Obrecht's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT ADVISORS CORP

BROKER DEALER FINANCIAL SERVICES CORP.

CETERA INVESTMENT SERVICES LLC

Primary Firm SEC Registration

AO WEALTH ADVISORY

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/2003

Series 63

Date: 7/14/1999

SIE

Date: 12/31/2017

Series 7

Date: 7/13/1999

Series 51

Date: 3/19/2003

Series 24

Date: 1/8/2002

Current Firm

AO WEALTH ADVISORY

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AO WEALTH ADVISORY

TRUST BUT VERIFY

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