Irene G. Apergis

ARROWROOT FAMILY OFFICE

Lakewood, CO

CRD#: 3230747

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Professional summary

Irene Gerasimos Apergis, who also goes by Rini Apergis, Irene G Aspergis, is a registered financial advisor currently at ARROWROOT FAMILY OFFICE, LLC located in Lakewood, Colorado.

Irene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Irene has worked at 7 firms and has passed the Series 63, Series 65, Series 66, Series 79TO, SIE, Series 79, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rini Apergis | Irene G Aspergis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Irene Gerasimos Apergis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2017 - Present

ARROWROOT FAMILY OFFICE, LLC

RIA

CRD#: 168744

Lakewood, CO

Past

May 18, 2017 - August 10, 2020

ARROWROOT PARTNERS, LLC

CRD#: 173085

SANTA MONICA, CA

Past

September 9, 2014 - February 4, 2016

KLS PROFESSIONAL ADVISORS GROUP, LLC

RIA

CRD#: 133319

LOS ANGELES, CA

Past

July 14, 2010 - June 2, 2014

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CENTURY CITY, CA

Past

July 14, 2010 - June 2, 2014

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CENTURY CITY, CA

Past

April 26, 2007 - July 27, 2010

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

LOS ANGELES, CA

Past

January 25, 2007 - July 27, 2010

J.P. MORGAN SECURITIES LLC

CRD#: 79

LOS ANGELES, CA

Past

October 12, 2006 - January 16, 2007

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

LOS ANGELES, CA

Past

July 8, 1999 - November 19, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARROWROOT FAMILY OFFICE, LLC

ARROWROOT FAMILY OFFICE, LLC | VITREOUS PARTNERS, LLC

CRD#: 168744 / SEC#: 801-121878

RIA

Registered Investment Advisory firm - (7/23/2021 Approved)

California

Registered Investment Advisory firm - (9/29/2021 Terminated)

Virginia

Registered Investment Advisory firm - (8/31/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/5/2017)

IAR

Colorado
(12/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/2/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/19/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/2/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 2/4/2024

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 5/18/2017

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 10/11/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 2/4/2024

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/4/2024

General Securities Principal Examination

Current Firm

ARROWROOT FAMILY OFFICE, LLC

ARROWROOT FAMILY OFFICE, LLC | VITREOUS PARTNERS, LLC

CRD#: 168744 / SEC#: 801-121878

RIA

Registered Investment Advisory firm - (7/23/2021 Approved)

California

Registered Investment Advisory firm - (9/29/2021 Terminated)

Virginia

Registered Investment Advisory firm - (8/31/2021 Terminated)

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Contact information

Main Address

4553 Glencoe Avenue Suite 201, Marina Del Rey, CA 90292

Mailing Address

Phone number

(310) 341-4774

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARROWROOT FORM ADV PART 2A (1/27/2026)

Regulatory assets under management

Total Number of Accounts	1,434
AUM (Assets Under Management)	$ 373,856,384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Irene G. Apergis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Irene Gerasimos Apergis's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARROWROOT PARTNERS, LLC

KLS PROFESSIONAL ADVISORS GROUP, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ARROWROOT FAMILY OFFICE, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/2/2017

Series 65

Date: 4/19/2007

Series 66

Date: 9/2/1999

Series 79TO

Date: 2/4/2024

SIE

Date: 10/1/2018

Series 79

Date: 5/18/2017

Series 7

Date: 10/11/2006

Series 27

Date: 2/4/2024

Series 24

Date: 2/4/2024

Current Firm

ARROWROOT FAMILY OFFICE, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARROWROOT FAMILY OFFICE, LLC

TRUST BUT VERIFY

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