Kimberly O. Sullivan

HEIGHT ANALYTICS

Darien, CT

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CRD#: 3230746

Professional summary

Kimberly O. Sullivan, who also goes by Kimberly Rana Ongaro, Kimberly Roma Ongaro, is a registered financial advisor currently at HEIGHT ANALYTICS, LLC located in Darien, Connecticut.

Kimberly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Kimberly has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Kimberly Rana Ongaro | Kimberly Roma Ongaro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Height Analytics, LLC; Investment Related; 1401 New York Ave, NW, Suite 700, Washington, DC 20005; Production of Research analysis services; SVP, Institutional 05/2026; 60-80 hours/month; 3.5 hours during securities hours. Acting as a salesperson for sales of research to institutional customers. 2. Height Securities, LLC; InvRelated; 1401 New York Ave, NW, Suite 700, Washington, DC 20005; Sales of research and analysis services; SVP, Institutional Sales; 05/2026; 60-80 hours/month; 3.during securities hours. Acting as a salesperson for sales of research to institutional customers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly O. Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2026 - Present

HEIGHT ANALYTICS, LLC

RIA

CRD#: 149162

Darien, CT

Past

May 24, 2006 - May 12, 2023

OTR GLOBAL TRADING LLC

CRD#: 138116

PURCHASE, NY

Past

October 23, 2003 - May 8, 2026

OTR GLOBAL LLC

RIA

CRD#: 123809

Purchase, NY

Past

January 1, 2002 - December 31, 2008

OTA LLC

CRD#: 25816

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(8/31/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/30/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/22/2001

General Securities Representative Examination

Current Firm

HEIGHT ANALYTICS, LLC

CRD#: 149162 / SEC#:

Colorado

Registered Investment Advisory firm - (8/23/2017 Terminated)

Connecticut

Registered Investment Advisory firm - (9/17/2010 Approved)

District of Columbia

Registered Investment Advisory firm - (1/16/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1401 New York Ave Nw Suite 700, Washington, DC 20005

Mailing Address

Phone number

(202) 629-0000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kimberly O. Sullivan

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly O. Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Experience

HEIGHT ANALYTICS, LLC

OTR GLOBAL TRADING LLC

OTR GLOBAL LLC

OTA LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2003

Series 63

Date: 7/30/2002

SIE

Date: 10/1/2018

Series 7

Date: 12/22/2001

Current Firm

HEIGHT ANALYTICS, LLC

Contact information

Documents

Red Flags

Company Information

HEIGHT ANALYTICS, LLC

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