Daniel R. Norey

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CRD#: 3230623

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Robert Norey, who also goes by Daniel R Norey, was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1999. Daniel had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Daniel R Norey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 05/01/2014: Franklin Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 08/29/2016: Innovative Advisory Partners, LLC - Registered Investment Advisor - DBA: (Hybrid) Innovative Advisory Partners, LLC - Investment Related - 4700 Hixson Pike, Hixson, TN 37343 - Start 08/01/2016 - 2 Hr/Mo; 2 Hours During Securities Trading - provide financial plans and provide advice for a fee. securities registered. (3) 12/14/2016: Innovative Advisory Partners, LLC - DBA: (Hybrid) Franklin Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 08/01/2016 - 2 Hours Per Month During Securities Trading - I provide investment advisory services through Innovative Advisory Partners, LLC, an independent investment advisor firm. I started this business activity on 12/14/16. I expect to spend approximately 6 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 24, 2020 - December 10, 2022

INNOVATIVE ADVISORY PARTNERS, LLC

RIA

CRD#: 156135

HIXSON, TN

Past

October 9, 2014 - October 6, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

HIXSON, TN

Past

August 1, 2014 - February 17, 2023

LPL FINANCIAL LLC

CRD#: 6413

HIXSON, TN

Past

June 2, 2004 - June 23, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CHATTANOOGA, TN

Past

August 23, 2001 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 23, 2001 - June 23, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CHATTANOOGA, TN

Past

July 22, 1999 - April 12, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 22, 1999 - April 12, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INNOVATIVE ADVISORY PARTNERS, LLC

CRD#: 156135 / SEC#: 801-78600

RIA

Registered Investment Advisory firm - (10/9/2013 Approved)

Georgia

Registered Investment Advisory firm - (11/1/2013 Terminated)

Tennessee

Registered Investment Advisory firm - (12/1/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/28/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/9/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/1/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/21/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/5/2002

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 9/6/2001

General Securities Principal Examination

Current Firm

INNOVATIVE ADVISORY PARTNERS, LLC

CRD#: 156135 / SEC#: 801-78600

RIA

Registered Investment Advisory firm - (10/9/2013 Approved)

Georgia

Registered Investment Advisory firm - (11/1/2013 Terminated)

Tennessee

Registered Investment Advisory firm - (12/1/2013 Terminated)

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Contact information

Main Address

4700 Hixson Pike, Hixson, TN 37343-4806

Mailing Address

Phone number

(423) 870-2140

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IAP FORM ADV PART 2A (4/1/2025)

Regulatory assets under management

Total Number of Accounts	1,108
AUM (Assets Under Management)	$ 260,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel R. Norey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

INNOVATIVE ADVISORY PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/28/2014

Series 63

Date: 7/9/1999

SIE

Date: 10/1/2018

Series 7

Date: 8/1/2014

Series 10

Date: 8/21/2002

Series 9

Date: 6/5/2002

Series 24

Date: 9/6/2001

Current Firm

INNOVATIVE ADVISORY PARTNERS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INNOVATIVE ADVISORY PARTNERS, LLC

TRUST BUT VERIFY

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