Gene E. Montenecourt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gene Edward Montenecourt, who also goes by Ned Edward Montenecourt, Montenecourt, was a registered financial professional .
Gene is a previously registered financial professional and started their career in finance in 2001. Gene had worked at 13 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2023 - August 25, 2023
UNIFIMONEY SECURITIES LLC
December 6, 2016 - July 20, 2022
SILVERWOOD PARTNERS
July 9, 2013 - April 20, 2016
BLACKROCK INVESTMENTS, LLC
January 15, 2013 - September 24, 2013
BLACKROCK CAPITAL MARKETS, LLC
January 15, 2013 - April 20, 2016
BLACKROCK EXECUTION SERVICES
October 19, 2012 - December 21, 2012
PIERPONT CAPITAL ADVISORS LLC
March 7, 2011 - December 21, 2012
SANTANDER US CAPITAL MARKETS LLC
November 1, 2010 - March 16, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 28, 2006 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
August 27, 2004 - July 19, 2006
DEUTSCHE BANK SECURITIES INC.
February 24, 2003 - July 16, 2004
BOENNING & SCATTERGOOD, INC.
July 29, 2002 - February 5, 2003
PUGLISI & CO.
February 16, 2001 - March 20, 2002
NATIONAL BANK OF CANADA FINANCIAL INC.
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 4/21/2023
Securities Trader ExamSeries 99TO
Date: 4/21/2023
Operations Professional ExaminationSeries 55
Date: 3/19/2002
Limited Representative-Equity Trader ExamCurrent Firm
UNIFIMONEY SECURITIES LLC
CRD#: 321167 / SEC#: , 8-70924
Contact information
Documents
Red Flags
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