RF
Randall A. Fisher
KESTRA ADVISORY SERVICES
Garden City, KS
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CRD#: 3229906
RF
Professional summary
Randall Alan Fisher, who also goes by Randy Fisher, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Garden City, Kansas and KESTRA INVESTMENT SERVICES, LLC located in Ulysses, Kansas.
Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Randall has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Randy Fisher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 8/24/2017 - FISHER FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 06/12/2017 - 200 Hours Per Month/40 Hours During Securities Trading - Time Spent 95%. 2. 5/14/2019 - Cornerstone Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 05/02/2019 - 600 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Cornerstone Wealth Management, LLC., an independent investment advisor firm. I started this business activity in May 2019. I expect to spend approximately 600 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 02/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2023 - 600 Hours Per month/5 Hours During Securities Trading. Business Name: KESTRA ADVISORY SERVICES LLC POSITION: Financial Advisory NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/21/2023 ADDRESS: 5707 SW Parkway, Building 2 Su. 400, Austin TX 78735 DESCRIPTION: Meet with Clients to plan and facilitate retirement financial future. Help identify risk and suitability and emphasize fiduciary responsibility while staying within FINRA guidelines and rules. Business Name: JOURNEY TO THE CROSS RODEO BIBLE CAMP POSITION: President and Camp Director NATURE: Christian Organization INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 06/16/2008 ADDRESS: P.O. Box 1926, Garden City KS 67846 DESCRIPTION: Overseeing and delegating daily activities associated with total camp .... camp registration, contacting Key note speaker, food and meals, award presentation, music worship, clean-up. Business Name: FISHER FINANCIAL GROUP POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2023 ADDRESS: 112 W Pine St, Garden City KS 67846 DESCRIPTION: Kestra does not support SPIA/Fixed Index annuities. I was instructed to obtain an IMO to conduct such business. Financial Independence Group is acting as the IMO.
CRS (Client Relationship Summary) - RIA
Click below to view Randall Alan Fisher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 201 E Oklahoma Ave, Ulysses, KS 67880RIA
CRD#: 283330
Garden City, KS
Current
May 1, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 201 E Oklahoma Ave Ste 3, Ulysses, KS 67880BD
CRD#: 42046
Ulysses, KS
Past
March 22, 2019 - May 1, 2023
CORNERSTONE WEALTH MANAGEMENT, LLC
RIA
CRD#: 164666
GARDEN CITY, KS
Past
August 24, 2017 - May 2, 2019
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
Garden City, KS
Past
August 24, 2017 - May 4, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
GARDEN CITY, KS
Past
January 9, 2014 - December 6, 2017
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
RIA
CRD#: 157755
GARDEN CITY, KS
Past
January 2, 2014 - August 25, 2017
STONEX SECURITIES INC.
BD
CRD#: 18456
Garden City, KS
Past
January 1, 2008 - October 22, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GARDEN CITY, KS
Past
January 1, 2008 - October 22, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
GARDEN CITY, KS
Past
January 25, 2006 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
GARDEN CITY, KS
Past
June 14, 1999 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
GARDEN CITY, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/1/2023)
RR
Colorado(5/1/2023)
RR
Kansas(5/1/2023)
IAR
Kansas(5/1/2023)
RR
Louisiana(7/24/2023)
RR
Missouri(5/1/2023)
RR
Montana(5/1/2023)
RR
Nevada(5/1/2023)
RR
Oklahoma(5/3/2023)
RR
Texas(5/1/2023)
IAR
Texas(5/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Garden City, KSTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
