Nicholas M. Healy

SUNRISE WEALTH MANAGEMENT

Tucson, AZ 85711

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CRD#: 3229901

Professional summary

Nicholas M Healy, CFP®, who also goes by Nicholas Healy, Nick Healy, is a registered financial advisor currently at SUNRISE WEALTH MANAGEMENT, LLC located in Tucson, Arizona.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Nicholas has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Healy | Nick Healy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HEALY & ASSOCIATES (QUALITY FINANCIAL BUSINESS SERVICES INC, DBA HEALY & ASSOCIATES - 50% OWNER), 1996 - PRESENT. NICHOLAS HEALY, PRESIDENT, PROVIDES TAX PLANNING AND PREPARATION SERVICES FOR INDIVIDUALS AND SMALL BUSINESS CLIENTS. FEBRUARY 15TH THROUGH APRIL 15TH NICHOLAS HEALY FOCUSES A SIGNIFICANT AMOUNT OF TIME ON HIS TAX BUSINESS. DURING THIS TIME, NICHOLAS HEALY TYPICALLY SPENDS 75% OF HIS TIME ON TAX MATTERS (125 HOURS PER MONTH) AND 25% ON INVESTMENT MATTERS (40 HOURS PER MONTH). DURING THE BALANCE OF THE YEAR, NICHOLAS HEALY TYPICALLY SPENDS 90% (150 HOURS PER MONTH) OF HIS TIME ON INVESTMENT MATTERS AND 10% (15 HOURS PER MONTH AFTER SECURITY TRADING HOURS) ON TAX MATTERS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas M Healy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

August 22, 2002 - Present

SUNRISE WEALTH MANAGEMENT, LLC

Office #1: 5151 E Broadway Blvd Suite 1600, Tucson, AZ 85711

RIA

CRD#: 120385

Tucson, AZ

Past

November 16, 2006 - December 31, 2008

SUNRISE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 140666

TUCSON, AZ

Past

August 22, 2002 - December 31, 2016

SUNRISE WEALTH MANAGEMENT, LLC

RIA

CRD#: 120385

TUCSON, AZ

Past

July 1, 1999 - August 13, 2002

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/22/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/2/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/30/1999

General Securities Representative Examination

Current Firm

SUNRISE WEALTH MANAGEMENT, LLC

HEALY & ASSOCIATES | SUNRISE WEALTH MANAGEMENT, LLC | QUALITY FINANCIAL BUSINESS SERVICES, INC | HEALY ADVISORY FINANCIAL PLANNING, LLC

CRD#: 120385 / SEC#:

Arizona

Registered Investment Advisory firm - (8/22/2002 Approved)

Minnesota

Registered Investment Advisory firm - (12/31/2008 Failure to Renew)

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Contact information

Main Address

5151 E Broadway Blvd Suite 1600, Tucson, AZ 85711

Mailing Address

5151 East Broadway Blvd Suite 1600, Tucson, AZ 85711

Phone number

(520) 399-7477

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	97
AUM (Assets Under Management)	$ 23,740,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas M. Healy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas M Healy's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUNRISE WEALTH MANAGEMENT, LLC

SUNRISE CAPITAL MANAGEMENT, LLC

SUNRISE WEALTH MANAGEMENT, LLC

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/1999

Series 63

Date: 6/2/1999

Series 7

Date: 6/30/1999

Current Firm

SUNRISE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SUNRISE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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