Robert T. Cooper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Thomas Cooper, who also goes by Bob Cooper, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2016 - January 2, 2018
GRAND CENTRAL INVESTMENT GROUP, LLC
September 28, 2000 - March 30, 2005
WELLS FARGO CLEARING SERVICES, LLC
August 17, 2000 - March 30, 2005
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
GRAND CENTRAL INVESTMENT GROUP, LLC
CRD#: 172537 / SEC#: 801-81080
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRAND CENTRAL INVESTMENT GROUP, LLC
CRD#: 172537 / SEC#: 801-81080
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 355 |
| AUM (Assets Under Management) | $ 130,406,076 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.