Frederick L. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Lawton Brown, who also goes by Frederick Lawton Brown Jr, Rick Brown, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1968. Frederick had worked at 5 firms and has passed the Series 65, Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2010 - December 16, 2013
MAIN LINE FINANCIAL ADVISORS, LLC.
April 14, 2004 - December 2, 2013
FSC SECURITIES CORPORATION
August 29, 2003 - December 31, 2008
MAIN LINE FINANCIAL ADVISORS, LLC.
October 6, 1995 - December 31, 2002
FSC SECURITIES CORPORATION
October 6, 1995 - December 2, 2013
FSC SECURITIES CORPORATION
July 26, 1990 - December 7, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
May 18, 1990 - October 6, 1995
NEW ENGLAND SECURITIES
July 9, 1971 - June 1, 1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 8, 1968 - May 21, 1990
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/4/1968
Registered Representative ExaminationCurrent Firm
MAIN LINE FINANCIAL ADVISORS, LLC.
CRD#: 121583 / SEC#: 801-68909
Contact information
Red Flags
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