Gina K. Bartell

DAKOTA WEALTH

Sartell, MN 56377

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CRD#: 3229769

Professional summary

Gina Koshiol Bartell, CFP® is a registered financial advisor currently at DAKOTA WEALTH, LLC located in Sartell, Minnesota.

Gina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Gina has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Ledge Wealth Management, Inc. Investment related. 2454 8th Avenue S, Suite 200, Sartell MN 56377. Registered Investment Advisory. Partner/COO. 11/2012. 160 hrs/mnth. 152 hrs/trading hrs. Investment Advisor Representative. 2) PKS Financial. Investment related. 80 State Street, Albany, NY 12207. Insurance sales & service. Insurance Agent. 8/2020. 5 hrs/mnth. 5 hrs/trading hrs. Insurance Sales & Service. 3) POA for husband. Not investment related. N/A. Power of attorney. Spouse. N/A. 0 hrs/mnth. 0 hrs/trading hrs. Power of attorney.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gina Koshiol Bartell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

January 2, 2024 - Present

DAKOTA WEALTH, LLC

Office #1: 2454 8th Avenue S, Suite #200, Sartell, MN 56377

RIA

CRD#: 297987

Sartell, MN

Past

August 17, 2020 - February 6, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Sartell, MN

Past

December 4, 2013 - February 29, 2024

LEDGE WEALTH

RIA

CRD#: 165713

SARTELL, MN

Past

November 15, 2012 - August 19, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

Sartell, MN

Past

October 2, 2009 - November 19, 2012

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

WAITE PARK, MN

Past

August 17, 2009 - October 2, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT CLOUD, MN

Past

August 6, 2009 - October 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SAINT CLOUD, MN

Past

March 21, 2006 - August 7, 2009

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

ST. CLOUD, MN

Past

June 1, 1999 - August 7, 2009

INVEST FINANCIAL CORPORATION

CRD#: 12984

ST. CLOUD, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAKOTA WEALTH, LLC

DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC

CRD#: 297987 / SEC#: 801-114097

RIA

Registered Investment Advisory firm - (10/8/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/20/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/4/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/28/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DAKOTA WEALTH, LLC

DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC

CRD#: 297987 / SEC#: 801-114097

RIA

Registered Investment Advisory firm - (10/8/2018 Approved)

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Contact information

Main Address

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752

Mailing Address

Phone number

(561) 774-8101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAKOTA WEALTH FORM ADV PART 2A (10/15/2025)

Regulatory assets under management

Total Number of Accounts	9,786
AUM (Assets Under Management)	$ 6,335,261,507

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/10/2025	Cover Page	Report
09/13/2024	Cover Page	Report
11/21/2023	Cover Page	Report
01/18/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gina K. Bartell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gina Koshiol Bartell's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

LEDGE WEALTH

SECURITIES SERVICE NETWORK, LLC

WOODBURY FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

Primary Firm SEC Registration

DAKOTA WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/20/2006

Series 63

Date: 6/4/1999

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/4/2001

Series 6

Date: 5/28/1999

Current Firm

DAKOTA WEALTH, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DAKOTA WEALTH, LLC

TRUST BUT VERIFY

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