Richard A. Myers
Professional summary
Richard Aaron Myers, CIMA®, who also goes by Richard A Myers, Aaron Myers, R. Aaron Myers, is a registered financial professional currently at DWS DISTRIBUTORS, INC. located in Chicago, Illinois.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1999. Richard has worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Aaron Myers's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2026 - Present
DWS DISTRIBUTORS, INC.
Office #1: 222 South Riverside Plaza, Chicago, IL 60606July 19, 2019 - October 1, 2024
STERLING CAPITAL MANAGEMENT LLC
July 17, 2019 - October 9, 2024
STERLING CAPITAL DISTRIBUTORS, LLC
April 10, 2017 - May 2, 2019
CETERA INVESTMENT ADVISERS LLC
March 17, 2017 - May 2, 2019
CETERA INVESTMENT SERVICES LLC
May 9, 2012 - March 7, 2017
PACIFIC SELECT DISTRIBUTORS, LLC
March 29, 2011 - April 20, 2012
COREBRIDGE CAPITAL SERVICES, INC.
July 13, 2010 - February 2, 2011
EQUITABLE DISTRIBUTORS, LLC
April 23, 2004 - June 4, 2010
VAN KAMPEN ADVISORS INC
January 5, 2004 - June 4, 2010
INVESCO CAPITAL MARKETS, INC.
May 9, 2001 - January 12, 2004
STRONG CAPITAL MANAGEMENT INC
August 15, 2000 - January 12, 2004
STRONG INVESTMENTS, INC.
December 23, 1999 - August 14, 2000
STEPHENS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/31/2026)
(3/31/2026)
(3/31/2026)
(3/31/2026)
(3/31/2026)
Exams
FINRA
Current Firm
DWS DISTRIBUTORS, INC.
CRD#: 37306 / SEC#: , 8-47765
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DWS INVESTMENT MANAGEMENT AMERICAS , INC. | SHAREHOLDER | |
| ABBOTT, KEVIN S | CHIEF OPERATING OFFICER | 4210778 |
| BALUYOT, RHEEZA RAMOS | CHIEF FINANCIAL OFFICER | 8028310 |
| CHELEL, NICOLE M. | CHIEF COMPLIANCE OFFICER | 4748490 |
| IKUSS, AMANDA JEAN | VICE PRESIDENT & DIRECTOR | 6602098 |
| MAUTE, BRIAN C | CHAIRMAN OF THE BOARD/DIRECTOR, CHIEF EXECUTIVE OFFICER / PRESIDENT | 2929953 |
| REUTER, MICHELLE S | VICE PRESIDENT | 6572669 |
| SHIELDS, JOHN POWELL JR | DIRECTOR & VICE PRESIDENT | 1950330 |
| WILCZEWSKI, JOEL JOHN | VICE PRESIDENT | 2815498 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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