Andrew R. Shea

COSTON, MCISAAC & SHEA FINANCIAL ADVISORS

BAR HARBOR, ME 04609-1806

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CRD#: 3228499

Professional summary

Andrew Robert Shea, CFP® is a registered financial advisor currently at COSTON, MCISAAC & SHEA FINANCIAL ADVISORS located in Bar Harbor, Maine.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Andrew has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HEALTH & GROUP INSURANCE. INSURANCE BROKER-HEALTH & GROUP,INSURANCE BROKERAGE, 38 RODICK STREET-SUITE B, BAR HARBOR ME, AGENT, START DATE-5/28/09, APROX 1HR MONTHLY..... MEMBER OF ENDOWMENT COMMITTEE- HOSPITAL , MT DESERT ISLAND HOSPITAL, WAYMAN LANE, BAR HARBOR, ME 04609 , START OF RELATIONSHIP: JAN 1, 2006 APPROXIMATE # OF HOURS PER MONTH: 1 APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 1 ..... VOLUNTEER ON LOCAL FINANCE ENDOWMENT COMMITTEE , MT DESERT STREET, BAR HARBOR, ME 04609, MEMBER OF THE ENDOWMENT COMMITTEE , START OF RELATIONSHIP: JAN 1, 2006, APPROXIMATE # OF HOURS PER MONTH: 1.....

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Robert Shea's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

August 21, 2015 - Present

COSTON, MCISAAC & SHEA FINANCIAL ADVISORS

Office #1: 38 Rodick Street-suite B, Bar Harbor, ME 04609-1806

RIA

CRD#: 194515

BAR HARBOR, ME

Past

November 15, 2002 - August 4, 2015

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

SUDBURY, MA

Past

July 15, 1999 - August 3, 2015

SIGNATOR INVESTORS, INC.

CRD#: 468

SUDBURY, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COSTON, MCISAAC & SHEA FINANCIAL ADVISORS

COSTON, MCISAAC & SHEA FINANCIAL ADVISORS | COSTON, MCISAAC, AND PARTNERS INC.

CRD#: 194515 / SEC#: 801-96330

RIA

Registered Investment Advisory firm - (5/26/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(8/21/2015)

IAR

Massachusetts
(8/21/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/20/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/3/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/16/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/14/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COSTON, MCISAAC & SHEA FINANCIAL ADVISORS

COSTON, MCISAAC & SHEA FINANCIAL ADVISORS | COSTON, MCISAAC, AND PARTNERS INC.

CRD#: 194515 / SEC#: 801-96330

RIA

Registered Investment Advisory firm - (5/26/2015 Approved)

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Contact information

Main Address

38 Rodick Street-suite B, Bar Harbor, ME 04609-1806

Mailing Address

Phone number

(207) 288-4747

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JUNE 18, 2025 BROCHURE (6/23/2025)

Regulatory assets under management

Total Number of Accounts	1,513
AUM (Assets Under Management)	$ 405,676,340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew R. Shea

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Robert Shea's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

COSTON, MCISAAC & SHEA FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/20/2000

Series 63

Date: 7/22/1999

SIE

Date: 8/3/2015

Series 7

Date: 2/16/2006

Series 6

Date: 7/14/1999

Current Firm

COSTON, MCISAAC & SHEA FINANCIAL ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COSTON, MCISAAC & SHEA FINANCIAL ADVISORS

TRUST BUT VERIFY

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