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CS

Chris L. Schurman

UMB ASSET MANAGEMENT
St. Louis, MO 63102
Some features on this profile are disabled
CRD#: 3228474
CS

Professional summary

Chris Lawrence Schurman, who also goes by Chris Lawrence Schurman, Chris L. Schurman, Christopher Schurman, is a registered financial advisor currently at UMB ASSET MANAGEMENT, LLC located in St. Louis, Missouri.

Chris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Chris has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chris Lawrence Schurman | Chris L. Schurman | Christopher Schurman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chris Lawrence Schurman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 13, 2026 - Present

UMB ASSET MANAGEMENT, LLC

Office #1: 10 South Broadway, St. Louis, MO 63102
RIA
CRD#: 306374
St. Louis, MO
Past

March 15, 2021 - June 12, 2025

UMB FINANCIAL SERVICES, INC.

BD
CRD#: 17073
ST. LOUIS, MO
Past

October 31, 2019 - January 13, 2021

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Kirkwood, MO
Past

January 21, 2003 - February 27, 2004

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
FAIRVIEW HEIGHTS, IL
Past

January 21, 2003 - February 27, 2004

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

November 21, 2000 - December 5, 2002

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
FAIRVIEW HTS, IL
Past

June 28, 1999 - December 5, 2002

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UMB ASSET MANAGEMENT, LLC
UMB ASSET MANAGEMENT, LLC | UMB FAMILY WEALTH, LLC

CRD#: 306374 / SEC#: 801-117738

RIA
Registered Investment Advisory firm - (12/5/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(5/13/2026)
IAR
Illinois
(5/14/2026)
IAR
Missouri
(5/13/2026)
IAR
New Jersey
(5/13/2026)
IAR
Oklahoma
(5/14/2026)
IAR
Texas
(5/14/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/9/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/13/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 10/28/2019
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/23/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 7/23/1999
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 6/25/1999
General Securities Representative Examination

Current Firm

UA
UMB ASSET MANAGEMENT, LLC
UMB ASSET MANAGEMENT, LLC | UMB FAMILY WEALTH, LLC

CRD#: 306374 / SEC#: 801-117738

RIA
Registered Investment Advisory firm - (12/5/2019 Approved)
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Contact information

Main Address
1010 Grand 3rd Floor, Kansas City, MO 64106
Mailing Address
Phone number
(816) 860-7000
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

UMB ASSET MANAGEMENT LLC - PART 2A (6/30/2025)

Regulatory assets under management

Total Number of Accounts4
AUM (Assets Under Management)$ 47,495,486

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UMB ASSET MANAGEMENT, LLC

CRD#: 306374St. Louis, MO 63102

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