Michael S. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Shane Lewis was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 5 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2015 - August 24, 2016
SEABURY SECURITIES LLC
March 25, 2014 - January 6, 2015
LCG CAPITAL ADVISORS, LLC
October 7, 2010 - December 11, 2012
FM PARTNERS HOLDINGS LLC
August 30, 2002 - September 30, 2010
SCOTT & STRINGFELLOW, LLC
March 27, 2000 - June 19, 2001
JPC CAPITAL PARTNERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEABURY SECURITIES LLC
CRD#: 41916 / SEC#: , 8-49624
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
