Delland D. Bartlett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Delland Decordova Bartlett, who also goes by Delland Decordova Bartlett, was a registered financial professional .
Delland is a previously registered financial professional and started their career in finance in 1999. Delland had worked at 7 firms and has passed the Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2023 - October 27, 2023
T3 TRADING GROUP, LLC
April 21, 2021 - October 28, 2022
HOLD BROTHERS CAPITAL LLC
March 17, 2021 - March 30, 2021
BRIGHT TRADING, LLC
February 5, 2021 - March 22, 2021
HOLD BROTHERS CAPITAL LLC
January 28, 2011 - June 1, 2011
OCEAN VIEW CAPITAL, LLC
July 29, 2004 - October 18, 2004
TAFFERER TRADING, LLC
February 27, 2004 - April 16, 2004
TRILLIUM BROKERAGE SERVICES, LLC
August 27, 2003 - January 29, 2004
TAFFERER TRADING, LLC
March 25, 2003 - July 31, 2003
WORLDCO, L.L.C.
June 3, 1999 - October 7, 2002
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 2/5/2021
Securities Trader ExamSeries 55
Date: 8/24/1999
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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