Brian M. Heckler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Michael Heckler was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1999. Brian had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2008 - January 12, 2016
FALKENBERG CAPITAL CORPORATION
September 23, 1999 - July 5, 2001
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FALKENBERG CAPITAL CORPORATION
CRD#: 103819 / SEC#: , 8-52300
Contact information
Documents
Red Flags
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