Ronald Siko
Professional Summary
Ronald Siko, who also goes by Ronald Clancy Siko, is a registered financial advisor currently at APEX CLEARING CORPORATION located in Chicago, Illinois. Ronald is registered as a RR (Registered Representative) and started their career in finance in 1999. Ronald has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ronald Clancy Siko
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
ADP CLEARING & OUTSOURCING SERVICES, INC. | U.S. CLEARING CORP. | RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. | Q & R CLEARING CORPORATION | FLEET SECURITIES, INC. | APEX CLEARING CORPORATION
Contact Information
Main Address
One Dallas Center 350 N. St. Paul, Suite 1300, Dallas, TX 75201Mailing Address
One Dallas Center 350 N. St. Paul, Suite 1300, Dallas, TX 75201Phone Number
(214) 765-1100Established
New York since 12/22/1978Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
50Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2000SRO Registrations
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SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ronald Siko's CRS (Customer Relationship Summary).
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