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JP

Jeffrey M. Pinksa

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CRD#: 3228192
JP
Jeffrey Michael Pinksa

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Michael Pinksa, who also goes by Jeffrey M Pinksa, Jeffrey Pinksa, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1999. Jeffrey had worked at 11 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 24 exams.

Aliases

Jeffrey M Pinksa | Jeffrey Pinksa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 16, 2024 - August 6, 2026

FINALIS SECURITIES LLC

BD
CRD#: 305908
NEW YORK, NY
Past

January 11, 2021 - May 6, 2024

ACERVUS SECURITIES, INC.

BD
CRD#: 298058
NEW YORK, NY
Past

June 18, 2020 - January 4, 2021

FNEX CAPITAL, LLC

BD
CRD#: 166316
INDIANAPOLIS, IN
Past

March 28, 2019 - April 8, 2020

FORGE MARKETS LLC

BD
CRD#: 166555
San Francisco, CA
Past

June 5, 2015 - March 19, 2019

S F SENTRY SECURITIES, INC.

BD
CRD#: 27432
SAN FRANCISCO, CA
Past

December 22, 2011 - May 26, 2015

FORGE SECURITIES LLC

BD
CRD#: 134596
SAN FRANCISCO, CA
Past

March 4, 2011 - March 22, 2012

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN BRUNO, CA
Past

June 15, 2007 - February 7, 2011

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
SAN FRANCISCO, CA
Past

July 29, 2004 - June 8, 2007

CANACCORD GENUITY LLC

BD
CRD#: 1020
SAN FRANCISCO, CA
Past

April 4, 2001 - July 15, 2004

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
ST. LOUIS, MO
Past

October 13, 1999 - July 28, 2000

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/20/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/12/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/1/2013
General Securities Principal Examination

Current Firm

FS
FINALIS SECURITIES LLC
DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
450 Lexington Ave, New York, NY 10017
Mailing Address
228 Park Ave South Suite 85550, New York, NY 10003
Phone number
(800) 962-0418
Established
Delaware since 09/10/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FINALIS, INC.HOLDING COMPANY
BRANT, DAVID ROBERTFINOP2718478
DIGIGLIO, JOSEPH ANDREWCCO4945031
MORA, MICHAEL JOHNCEO2648236

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINALIS SECURITIES LLC

CRD#: 305908

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