Jeffrey M. Pinksa

FINALIS SECURITIES LLC

New York, NY 10003

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CRD#: 3228192

Professional summary

Jeffrey Michael Pinksa, who also goes by Jeffrey M Pinksa, Jeffrey Pinksa, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1999. Jeffrey has worked at 11 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeffrey M Pinksa | Jeffrey Pinksa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Michael Pinksa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2024 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

Past

January 11, 2021 - May 6, 2024

ACERVUS SECURITIES, INC.

CRD#: 298058

NEW YORK, NY

Past

June 18, 2020 - January 4, 2021

FNEX CAPITAL, LLC

CRD#: 166316

INDIANAPOLIS, IN

Past

March 28, 2019 - April 8, 2020

FORGE MARKETS LLC

CRD#: 166555

San Francisco, CA

Past

June 5, 2015 - March 19, 2019

S F SENTRY SECURITIES, INC.

CRD#: 27432

SAN FRANCISCO, CA

Past

December 22, 2011 - May 26, 2015

FORGE SECURITIES LLC

CRD#: 134596

SAN FRANCISCO, CA

Past

March 4, 2011 - March 22, 2012

EMERSON EQUITY LLC

CRD#: 130032

SAN BRUNO, CA

Past

June 15, 2007 - February 7, 2011

WELLS FARGO SECURITIES, LLC

CRD#: 126292

SAN FRANCISCO, CA

Past

July 29, 2004 - June 8, 2007

CANACCORD GENUITY LLC

CRD#: 1020

SAN FRANCISCO, CA

Past

April 4, 2001 - July 15, 2004

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

Past

October 13, 1999 - July 28, 2000

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/16/2024)

Florida
(1/24/2025)

New York
(10/16/2024)

Exams

State Security Law Exam

Series 63

Date: 10/20/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/12/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/1/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

228 Park Ave South Suite 85550, New York, NY 10003

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FINALIS, INC.	HOLDING COMPANY
AZARY, DENNIS MICHAEL	CEO/CCO/FINOP	2384263

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey M. Pinksa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Michael Pinksa's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACERVUS SECURITIES, INC.

FNEX CAPITAL, LLC

FORGE MARKETS LLC

S F SENTRY SECURITIES, INC.

FORGE SECURITIES LLC

EMERSON EQUITY LLC

WELLS FARGO SECURITIES, LLC

CANACCORD GENUITY LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/20/1999

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/12/1999

Series 24

Date: 2/1/2013

FINRA

Current Firm

FINALIS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FINALIS SECURITIES LLC

TRUST BUT VERIFY

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