Paul F. Stone

GENESIS WEALTH ADVISORS

STOUGHTON, MA 02072

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CRD#: 3228094

Professional summary

Paul Floyd Stone is a registered financial advisor currently at GENESIS WEALTH ADVISORS, LLC located in Stoughton, Massachusetts.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Paul has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE PRODUCER; MA; 10 HOURS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Floyd Stone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2013 - Present

GENESIS WEALTH ADVISORS, LLC

Office #1: 532 Page Street, Stoughton, MA 02072

RIA

CRD#: 158388

STOUGHTON, MA

Past

March 2, 2011 - November 18, 2014

CLARY INVESTMENT AND INSURANCE PLANNING CORP.

CRD#: 38654

SO. EASTON, MA

Past

January 22, 2010 - September 16, 2010

VALMARK SECURITIES, INC.

CRD#: 31243

BOSTON, MA

Past

November 21, 2005 - August 31, 2009

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

NORTH ATTLEBOROUGH, MA

Past

January 13, 2005 - October 18, 2005

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

August 7, 2002 - December 31, 2004

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

June 3, 1999 - January 12, 2001

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GENESIS WEALTH ADVISORS, LLC

CRD#: 158388 / SEC#: 801-72604

RIA

Registered Investment Advisory firm - (8/1/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(11/3/2014)

IAR

Massachusetts
(9/23/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/18/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/4/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/18/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/13/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/2/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GENESIS WEALTH ADVISORS, LLC

CRD#: 158388 / SEC#: 801-72604

RIA

Registered Investment Advisory firm - (8/1/2011 Approved)

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Contact information

Main Address

400 Washington Street Suite 308, Braintree, MA 02184

Mailing Address

Phone number

(781) 344-1023

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GENESIS WEALTH ADVISORS DISCLOSURE BROCHURE (1/28/2025)

Regulatory assets under management

Total Number of Accounts	544
AUM (Assets Under Management)	$ 175,197,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul F. Stone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Floyd Stone's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLARY INVESTMENT AND INSURANCE PLANNING CORP.

VALMARK SECURITIES, INC.

HORNOR, TOWNSEND & KENT, LLC

PACIFIC SELECT DISTRIBUTORS, LLC

MUTUAL SERVICE CORPORATION

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

GENESIS WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/18/2013

Series 63

Date: 6/4/1999

SIE

Date: 11/18/2014

Series 7

Date: 11/13/2007

Series 6

Date: 6/2/1999

Current Firm

GENESIS WEALTH ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GENESIS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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