MS
Mark C. Scherba
PACKERLAND BROKERAGE SERVICES
Hendersonville, TN
Some features on this profile are disabled
CRD#: 3228064
MS
Professional summary
Mark Christopher Scherba, ChFC®, who also goes by Chris Scherba, is a registered financial advisor currently at PACKERLAND BROKERAGE SERVICES, INC. located in Hendersonville, Tennessee.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Mark has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Scherba
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CHRIS SCHERBA, CHFC. POSITION: ChFC/Insurance Agent. NATURE: Sales of fixed insurance products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 40 START DATE: 06/20/2012 ADDRESS: 164 Cherokee Rd, Hendersonville TN 37075, United States DESCRIPTION: Sales and service. CHRIS SCHERBA, CHFC POSITION: ChFC/Agent for Premium Financing. NATURE: On occasion I will have a client that is a premium finance candidate. Many clients are not aware that they have the net worth, and assets, to qualify for their life insurance to be financed. I would work with the client, and life insurance carrier, in order to implement the life insurance needed for the client. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 10/04/2017 ADDRESS: 164 Cherokee Rd, Hendersonville TN 37075, United States DESCRIPTION: I would work with the life insurance carrier to underwrite the proposed insured using a premium finance concept. CHRIS SCHERBA INSURANCE SALES; NON-INVESTMENT RELATED LIFE INSURANCE, HEALTH INSURANCE, LTC, DISABILITY, FIXED/INEXED ANNUITY 164 CHEROKEE ROAD HENDERSONVILLE,TN 37075 CHRIS SCHERBA TAX PLANNING FEES - DBA REDWOOD TAX SPECIALISTS - NON-INVESTMENT RELATED NUMBER OF HOURS: 15 START DATE: 8/21/2021 164 CHEROKEE RD HENDERSONVILLE, TN 37075 DESCRIPTION: I REFER CPAs TO AN ADVANCED TAX PLANNING CPA, WHO DOES ADVANCED TAX PLANNING FOR BUSINESS OWNERS.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Christopher Scherba's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Christopher Scherba's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 14, 2019 - Present
PACKERLAND BROKERAGE SERVICES, INC.
RIA
BD
CRD#: 37031
Hendersonville, TN
Current
January 2, 2019 - Present
PACKERLAND BROKERAGE SERVICES, INC.
RIA
BD
CRD#: 37031
Hendersonville, TN
Past
November 22, 2011 - December 31, 2018
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
HENDERSONVILLE, TN
Past
November 18, 2011 - December 31, 2018
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
HENDERSONVILLE, TN
Past
January 20, 2010 - November 9, 2011
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
BRENTWOOD, TN
Past
November 25, 2009 - November 9, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
BRENTWOOD, TN
Past
August 27, 2008 - October 29, 2009
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
MINNEAPOLIS, MN
Past
May 7, 2008 - October 26, 2009
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
RANCHO PALOS VERDES, CA
Past
January 31, 2001 - December 31, 2004
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
CINCINNATI, OH
Past
May 25, 1999 - December 31, 2000
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/2/2019)
IAR
California(5/8/2019)
RR
Colorado(10/16/2023)
IAR
Colorado(10/16/2023)
RR
Florida(12/3/2021)
RR
Michigan(1/2/2019)
RR
Montana(4/10/2023)
RR
Oregon(7/25/2019)
RR
Tennessee(1/2/2019)
IAR
Tennessee(1/14/2019)
RR
Virginia(1/4/2022)
RR
Washington(9/14/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709
Mailing Address
432 Security Blvd., Green Bay, WI 54313
Phone number
(920) 662-9500
Established
Wisconsin since 07/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
286
SEC notice filing (47 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY | 5263665 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 1929840 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | 2440924 |
| BOSTWICK, KAREN P | SHAREHOLDER | 2643853 |
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 4357639 |
Regulatory assets under management
| Total Number of Accounts | 4,245 |
| AUM (Assets Under Management) | $ 909,478,703 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
