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Natalie G. Wolfsen

BRINKER CAPITAL SECURITIES
Berwyn, PA 19312
Some features on this profile are disabled
CRD#: 3228035
NW

Professional summary

Natalie Grace Wolfsen, who also goes by Natalie Grace Lera, Natalie Lera Wolfsen, is a registered financial professional currently at BRINKER CAPITAL SECURITIES, LLC located in Berwyn, Pennsylvania.

Natalie is registered as a RR (Registered Representative) and started their career in finance in 2005. Natalie has worked at 6 firms and has passed the Series 7TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Natalie Grace Lera | Natalie Lera Wolfsen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Natalie Grace Wolfsen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 1, 2024 - Present

BRINKER CAPITAL SECURITIES, LLC

Office #1: 1055 Westlakes Drive Suite 250, Berwyn, PA 19312
BD
CRD#: 38123
Berwyn, PA
Past

August 15, 2014 - April 30, 2021

ASSETMARK BROKERAGE, LLC

BD
CRD#: 169804
CONCORD, CA
Past

July 2, 2014 - August 15, 2014

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
CONCORD, CA
Past

November 8, 2011 - May 5, 2014

FEF DISTRIBUTORS, LLC

BD
CRD#: 46585
NEW YORK, NY
Past

July 10, 2009 - October 24, 2011

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

May 26, 2005 - July 7, 2009

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 3/30/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/25/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/30/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BRINKER CAPITAL SECURITIES, LLC
BRINKER CAPITAL SECURITIES, INC. | BRINKER CAPITAL SECURITIES, LLC

CRD#: 38123 / SEC#: , 8-48110

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1055 Westlakes Drive Suite 250, Berwyn, PA 19312
Mailing Address
1055 Westlakes Drive Suite 250, Berwyn, PA 19312
Phone number
(800) 333-4573
Established
Delaware since 09/23/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BRINKER CAPITAL HOLDINGS, LLC.HOLDING COMPANY
AUDRAIN, MARK ANDREWPRESIDENT/CEO, CCO, AND PRINCIPAL OPERATIONS OFFICER7046010
PETERS, REID THOMASPRINCIPAL FINANCIAL OFFICER & FINOP5008608

Disclosures

Regulatory Event1
Arbitration1

Red Flags

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Company Information

BRINKER CAPITAL SECURITIES, LLC

CRD#: 38123Berwyn, PA 19312

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