Nancy A. Hetrick

STRATEGIC PORTFOLIO SOLUTIONS

Phoenix, AZ 85018

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CRD#: 3228023

Professional summary

Nancy A Hetrick, who also goes by Nancy Ann Brown, Nancy A Hofman, Nancy Ann Hofman, Nancy Ann Petersen, is a registered financial advisor currently at STRATEGIC PORTFOLIO SOLUTIONS, LLC located in Phoenix, Arizona.

Nancy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Nancy has worked at 7 firms and has passed the Series 66, Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nancy Ann Brown | Nancy A Hofman | Nancy Ann Hofman | Nancy Ann Petersen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SMARTER DIVORCE SOLUTIONS LLC., non-investment related, Phoenix, AZ, START DATE 01/2012. OWNER, CEO AND CONSULTANT. DUTIES ARE TO ASSIST THE CLIENT AND HIS/HER LAWYER TO UNDERSTAND HOW THE FINANCIAL DECISIONS HE/SHE MAKES TODAY WILL IMPACT THE CLIENT'S FINANCIAL FUTURE, approximately 80 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy A Hetrick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2024 - Present

STRATEGIC PORTFOLIO SOLUTIONS, LLC

Office #1: 5110 N 40th St Ste 109, Phoenix, AZ 85018

RIA

CRD#: 156374

Phoenix, AZ

Past

March 31, 2022 - October 23, 2023

FINANCIAL LIFE PLANNERS

RIA

CRD#: 129415

Phoenix, AZ

Past

November 3, 2020 - August 3, 2022

SMARTER FINANCIAL SOLUTIONS

RIA

CRD#: 310800

PHOENIX, AZ

Past

June 6, 2017 - November 25, 2020

BETTER MONEY DECISIONS

RIA

CRD#: 172980

SANTA FE, NM

Past

October 1, 2012 - July 6, 2017

RIA ADVISORS

RIA

CRD#: 150661

PHOENIX, AZ

Past

May 5, 2011 - October 1, 2012

PORTFOLIO WEALTH ADVISORS

RIA

CRD#: 145687

ALBUQUERQUE, NM

Past

March 3, 2006 - May 9, 2011

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

PHOENIX, AZ

Past

November 2, 1999 - May 9, 2011

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC PORTFOLIO SOLUTIONS, LLC

CRD#: 156374 / SEC#: 801-131029

RIA

Registered Investment Advisory firm - (8/30/2024 Approved)

Arizona

Registered Investment Advisory firm - (9/3/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (9/17/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (9/19/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/3/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(2/16/2024)

IAR

Texas
(1/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/2/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/16/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/11/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/28/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/28/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

STRATEGIC PORTFOLIO SOLUTIONS, LLC

CRD#: 156374 / SEC#: 801-131029

RIA

Registered Investment Advisory firm - (8/30/2024 Approved)

Arizona

Registered Investment Advisory firm - (9/3/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (9/17/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (9/19/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/3/2024 Terminated)

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Contact information

Main Address

17304 Preston Road Suite 125, Dallas, TX 75252

Mailing Address

17304 Preston Road Suite 125, Dallas, TX 75252

Phone number

(214) 446-4910

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (4/15/2025)

Regulatory assets under management

Total Number of Accounts	355
AUM (Assets Under Management)	$ 112,019,091

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nancy A. Hetrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy A Hetrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL LIFE PLANNERS

SMARTER FINANCIAL SOLUTIONS

BETTER MONEY DECISIONS

RIA ADVISORS

PORTFOLIO WEALTH ADVISORS

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

STRATEGIC PORTFOLIO SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/2/2006

Series 63

Date: 9/16/1999

Series 7

Date: 9/11/1999

Series 10

Date: 8/28/2002

Series 9

Date: 8/28/2002

Current Firm

STRATEGIC PORTFOLIO SOLUTIONS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC PORTFOLIO SOLUTIONS, LLC

TRUST BUT VERIFY

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