Tamara R. Steele
Professional summary
Tamara Rae Steele was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Tamara is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Tamara had worked at 5 firms, which includes APW CAPITAL INC., PURSHE KAPLAN STERLING INVESTMENTS, STEELE FINANCIAL INC., AMERICAN GENERAL SECURITIES INCORPORATED, AMERICAN GENERAL EQUITY SERVICES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - July 12, 2017
APW CAPITAL, INC.
January 2, 2008 - February 14, 2008
PURSHE KAPLAN STERLING INVESTMENTS
May 18, 2006 - April 9, 2019
STEELE FINANCIAL INC.
October 1, 2002 - December 31, 2007
AMERICAN GENERAL SECURITIES INCORPORATED
August 24, 2001 - December 7, 2006
AMERICAN GENERAL SECURITIES INCORPORATED
May 14, 1999 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
APW CAPITAL, INC.
CRD#: 43814 / SEC#: , 8-50433
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
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