Leigh A. Paich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leigh Ann Paich, who also goes by Leigh Ann Sobzack, was a registered financial professional .
Leigh is a previously registered financial professional and started their career in finance in 1999. Leigh had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 52, Series 7, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2017 - March 20, 2020
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION
May 13, 2015 - March 20, 2020
NEWEDGE SECURITIES, LLC
August 30, 1999 - December 31, 2003
ARTHURS, LESTRANGE & COMPANY INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION
CRD#: 37466 / SEC#: , 8-47758
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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