Jacquelyn C. Hampton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacquelyn Cassandra Hampton, who also goes by Jack Hampton, Jackie Hampton, was a registered financial professional .
Jacquelyn is a previously registered financial professional and started their career in finance in 2000. Jacquelyn had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2016 - July 24, 2017
MAN INVESTMENTS INC.
March 15, 2001 - April 16, 2003
MORGAN STANLEY DW INC.
February 14, 2000 - September 20, 2000
SGI, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAN INVESTMENTS INC.
CRD#: 15770 / SEC#: , 8-32575
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
