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RF

Robert F. Fezza

FORUM FINANCIAL MANAGEMENT, LP
Roswell, GA 30076
Some features on this profile are disabled
CRD#: 3227165
RF

Professional summary

Robert Francis Fezza, AIF®, CFP® is a registered financial advisor currently at FORUM FINANCIAL MANAGEMENT, LP located in Roswell, Georgia.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Robert has worked at 6 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Francis Fezza's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

CFP®

Certified Financial Planner

Start date: 2002

Experience

Current

November 14, 2025 - Present

FORUM FINANCIAL MANAGEMENT, LP

Office #1: 500 Sun Valley Drive B-1, Roswell, GA 30076
RIA
CRD#: 145706
Roswell, GA
Past

October 31, 2022 - December 31, 2025

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Roswell, GA
Past

September 19, 2022 - December 31, 2025

ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC

RIA
CRD#: 322496
ROSWELL, GA
Past

May 19, 2003 - October 28, 2022

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
ROSWELL, GA
Past

May 16, 2003 - October 28, 2022

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
ROSWELL, GA
Past

February 15, 2002 - May 16, 2003

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
KNOXVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FORUM FINANCIAL MANAGEMENT, LP
FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL

CRD#: 145706 / SEC#: 801-69970

RIA
Registered Investment Advisory firm - (3/9/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(11/17/2025)
IAR
Texas
(11/14/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/6/2002
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 5/3/1999
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/9/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/14/2002
Investment Company Products/Variable Contracts Representative Examination

Current Firm

FF
FORUM FINANCIAL MANAGEMENT, LP
FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL

CRD#: 145706 / SEC#: 801-69970

RIA
Registered Investment Advisory firm - (3/9/2009 Approved)
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Contact information

Main Address
1900 South Highland Avenue Suite 100, Lombard, IL 60148
Mailing Address
Phone number
(630) 873-8520
Established
Firm type
Fiscal year end
# of Employees
140

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORUM FINANCIAL MANAGEMENT, LP ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts21,456
AUM (Assets Under Management)$ 9,030,636,924

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/08/2025
Cover Page
Report
12/20/2024
Cover Page
Report
10/19/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORUM FINANCIAL MANAGEMENT, LP

CRD#: 145706Roswell, GA 30076

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