Tara L. Hartigan
Professional summary
Tara Lynn Hartigan, who also goes by Tara Lynn Belisle Ms., Tara Lynn Belisle, Tara Lynn Hartigan, is a registered financial professional currently at CANACCORD GENUITY LLC located in New York, New York.
Tara is registered as a RR (Registered Representative) and started their career in finance in 1999. Tara has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tara Lynn Hartigan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2017 - Present
CANACCORD GENUITY LLC
Office #1: One Pennsylvania Plaza Suite 2900, New York, NY 10119February 10, 2017 - December 4, 2017
LIFESCI CAPITAL
August 20, 2012 - May 31, 2016
JEFFERIES LLC
March 26, 2012 - August 14, 2012
CANACCORD GENUITY SECURITIES LLC
August 1, 2006 - August 14, 2012
CANACCORD GENUITY LLC
April 3, 2006 - July 26, 2006
CITIZENS JMP SECURITIES, LLC
October 25, 1999 - March 14, 2006
CANACCORD GENUITY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2017)
(7/11/2017)
(7/11/2017)
(7/12/2017)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANACCORD GENUITY LLC
CRD#: 1020 / SEC#: , 8-3271
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANACCORD ADAMS (DELAWARE) INC. | PARENT | |
| ANDERSON, SCOTT WINFREE | CHIEF COMPLIANCE OFFICER | 5800524 |
| BARLOW, JEFFREY GRIFFIN | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE DIRECTOR | 2277052 |
| DAVIAU, DANIEL JOSEPH | NON- EXECUTIVE DIRECTOR | 6096472 |
| MACFAYDEN, DONALD DUNCAN | EXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL | 5390198 |
| PARDI SQUITIERI, JENNIFER ELLEN | EXECUTIVE DIRECTOR | 4922719 |
| PROUD, EMILY PRESSMAN | CHIEF OPERATING OFFICER | 5815542 |
| TEIPNER, LARISSA KYLE | US GENERAL COUNSEL |
Disclosures
| Regulatory Event | 45 |
| Bond | 1 |
Red Flags
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