George R. Mateyo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Redfern Mateyo was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1970. George had worked at 8 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2012 - December 6, 2019
CARNEGIE INVESTMENT COUNSEL
January 22, 2003 - June 2, 2009
CARNEGIE CAPITAL ASSET MANAGEMENT COMPANY
May 12, 1983 - February 1, 2001
CARNEGIE FUND DISTRIBUTORS, INC.
January 22, 1979 - April 5, 1983
MUTUAL OF OMAHA INVESTORS CORP
October 23, 1978 - April 5, 1983
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
September 24, 1973 - December 6, 1978
DEAM INVESTOR SERVICES, INC.
July 11, 1972 - October 10, 1973
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
December 7, 1971 - June 14, 1972
SALOMON BROTHERS INC.
March 12, 1970 - December 12, 1971
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
Primary Firm SEC Registration
CARNEGIE INVESTMENT COUNSEL
CRD#: 150488 / SEC#: 801-70242
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/11/1970
Registered Representative ExaminationSeries 40
Date: 12/13/1978
Registered Principal ExaminationCurrent Firm
CARNEGIE INVESTMENT COUNSEL
CRD#: 150488 / SEC#: 801-70242
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,127 |
| AUM (Assets Under Management) | $ 6,520,130,588 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 07/13/2023 | ||
| 02/08/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
