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AT

Ann E. Taylor

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CRD#: 3226637
AT

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ann Elizabeth Taylor, who also goes by Ann Elizabeth Wilson, was a registered financial professional .

Ann is a previously registered financial professional and started their career in finance in 1999. Ann had worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ann Elizabeth Wilson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 19, 2018 - May 20, 2020

JUMPSTART SECURITIES, LLC

BD
CRD#: 156214
ATLANTA, GA
Past

September 7, 2018 - May 20, 2020

MAINSTREAM CAPITAL MANAGEMENT

RIA
CRD#: 297145
Litchfield, CT
Past

January 12, 2017 - September 6, 2017

FAIRPORT CAPITAL, INC.

BD
CRD#: 15034
LITCHFIELD, CT
Past

April 10, 2015 - April 4, 2017

TEMENOS ADVISORY, INC.

RIA
CRD#: 108458
LITCHFIELD, CT
Past

March 11, 2014 - December 31, 2014

TEMENOS ADVISORY, INC.

RIA
CRD#: 108458
LITCHFIELD, CT
Past

April 8, 2008 - August 16, 2010

FAIRPORT CAPITAL, INC.

BD
CRD#: 15034
SCOTTSDALE, AZ
Past

January 16, 2008 - December 31, 2013

TEMENOS ADVISORY, INC.

RIA
CRD#: 108458
LITCHFIELD, CT
Past

October 24, 2003 - December 31, 2007

BROWN ADVISORY SECURITIES, LLC

RIA
CRD#: 120736
BALTIMORE, MD
Past

October 24, 2003 - December 31, 2007

BROWN ADVISORY SECURITIES, LLC

BD
CRD#: 120736
BALTIMORE, MD
Past

April 5, 2000 - October 28, 2003

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
LUTHERVILLE, MD
Past

June 11, 1999 - October 28, 2003

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/24/1999
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 7/2/1999
Futures Managed Funds Examination
General Industry/Product Exam

Current Firm


JS
JUMPSTART SECURITIES, LLC
ARCTIC ISLAND FINANCIAL, LLC | VARASEC | VARA SECURITIES, LLC | JUMPSTART SECURITIES, LLC | FUNDAMERICA SECURITIES, LLC | FUNDAMERICA SECURITIES | FUNDAMERICA

CRD#: 156214 / SEC#: , 8-68773

BD
Terminated by SEC on 05/24/2024
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 12/01/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
FINOVATION SYSTEMS, LLCMEMBER
SELF, JONATHAN ANDREWPRESIDENT, POO, PFO, AMLCO, CCO4497531

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JUMPSTART SECURITIES, LLC

CRD#: 156214

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