Henry J. Rehberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry John Rehberg, who also goes by Henry J Rehberg, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1999. Henry had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2013 - September 20, 2021
EATON VANCE MANAGEMENT
January 17, 2013 - September 20, 2021
EATON VANCE DISTRIBUTORS, INC.
August 2, 2001 - January 17, 2013
LORD, ABBETT & CO. LLC
June 20, 2001 - January 17, 2013
LORD ABBETT DISTRIBUTOR LLC
June 29, 1999 - May 22, 2001
IVY DISTRIBUTORS, INC.
Primary Firm SEC Registration
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,053 |
| AUM (Assets Under Management) | $ 84,879,368,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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