Peter R. Garabedian
Professional summary
Peter Richard Garabedian was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Peter is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Peter had worked at 13 firms, which includes BROOKVILLE CAPITAL PARTNERS, SW FINANCIAL, PHD CAPITAL, NEWBRIDGE SECURITIES CORPORATION, ITRADEDIRECT.COM CORP, EKN FINANCIAL SERVICES INC., BENSON YORK GROUP INC., J.P. TURNER & COMPANY L.L.C., GUNNALLEN FINANCIAL INC, MILESTONE FINANCIAL SERVICES INC., SEABOARD SECURITIES INC., THE MINNEAPOLIS COMPANY INC., LADENBURG CAPITAL MANAGEMENT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2012 - May 22, 2012
BROOKVILLE CAPITAL PARTNERS
October 10, 2011 - November 7, 2011
SW FINANCIAL
April 6, 2011 - October 10, 2011
PHD CAPITAL
March 12, 2009 - March 31, 2009
NEWBRIDGE SECURITIES CORPORATION
March 7, 2008 - March 27, 2008
ITRADEDIRECT.COM CORP
September 6, 2007 - November 14, 2007
EKN FINANCIAL SERVICES INC.
March 21, 2007 - September 6, 2007
NEWBRIDGE SECURITIES CORPORATION
February 17, 2006 - February 23, 2007
BROOKVILLE CAPITAL PARTNERS
October 13, 2005 - March 8, 2006
BENSON YORK GROUP, INC.
May 10, 2005 - September 22, 2005
BROOKVILLE CAPITAL PARTNERS
January 27, 2005 - June 8, 2005
J.P. TURNER & COMPANY, L.L.C.
November 15, 2004 - January 13, 2005
BROOKVILLE CAPITAL PARTNERS
February 19, 2004 - December 4, 2004
GUNNALLEN FINANCIAL, INC
September 18, 2003 - March 12, 2004
NEWBRIDGE SECURITIES CORPORATION
April 4, 2003 - July 16, 2003
GUNNALLEN FINANCIAL, INC
January 8, 2003 - February 26, 2003
MILESTONE FINANCIAL SERVICES, INC.
June 20, 2002 - December 11, 2002
MILESTONE FINANCIAL SERVICES, INC.
April 23, 2002 - June 27, 2002
GUNNALLEN FINANCIAL, INC
February 28, 2001 - May 15, 2002
SEABOARD SECURITIES, INC.
March 20, 2000 - July 19, 2000
THE MINNEAPOLIS COMPANY, INC.
July 7, 1999 - February 14, 2000
SEABOARD SECURITIES, INC.
June 9, 1999 - July 9, 1999
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
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Exams
Current Firm
BROOKVILLE CAPITAL PARTNERS
CRD#: 102380 / SEC#: , 8-52119
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANTERBURY SECURITIES HOLDINGS INC. | SOLE MEMBER | |
| IEZZONI, GABRIEL ANTHONY | CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL | 1243767 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 5 |
Red Flags
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