Alex M. Wilson
Professional summary
Alex M Wilson, CFP®, who also goes by Alex Michael Wilson, Alex Wilson, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Phoenix, Arizona and CHARLES SCHWAB & CO., INC. located in Phoenix, Arizona.
Alex is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Alex has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alex M Wilson's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 25, 2017 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 2423 E. Lincoln Drive, Phoenix, AZ 85016July 20, 2017 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 2423 E Lincoln Dr, Phoenix, AZ 85016-1215April 1, 2013 - May 5, 2017
USAA FINANCIAL PLANNING SERVICES
March 13, 2013 - May 5, 2017
USAA FINANCIAL ADVISORS, INC.
August 8, 2003 - October 31, 2011
EDWARD JONES
December 17, 2002 - August 26, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 11, 2002 - August 26, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 7, 1999 - November 4, 2002
EDWARD JONES
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/2017)
(8/29/2017)
(8/25/2017)
(8/25/2017)
(7/20/2017)
(9/25/2017)
(9/13/2017)
(9/14/2017)
(7/21/2017)
(9/5/2017)
(9/12/2017)
(8/28/2017)
(7/26/2017)
(8/28/2017)
(9/15/2017)
(9/15/2017)
(8/15/2017)
(10/16/2017)
(8/17/2017)
(8/25/2017)
(8/30/2017)
(7/21/2017)
(9/11/2017)
(8/17/2017)
(8/28/2017)
(7/21/2017)
(9/6/2017)
(8/29/2017)
(8/28/2017)
(9/20/2017)
(1/2/2020)
(9/14/2017)
(8/31/2017)
(8/28/2017)
(8/25/2017)
(8/29/2017)
(10/11/2017)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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