Michael Wayne Shell
Professional Summary
Michael Wayne Shell, who also goes by Michael Shell, Mike Shell, is a registered financial advisor currently at SHELL CAPITAL MANAGEMENT, LLC located in Knoxville, Tennessee. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 4, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Shell, Mike Shell
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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FLAGSHIP HARBOR ADVISORS, LLC
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
SHELL CAPITAL MANAGEMENT, LLC | SHELLWEALTH MANAGEMENT, LLC | SHELL WEALTH MANAGEMENT, LLC
Contact Information
Main Address
200 Prosperity Rd, Knoxville, TN 37923Phone Number
(865) 539-9070# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
22AUM (Assets Under Management)
$23,050,150Similar Advisors
FLAGSHIP HARBOR ADVISORS, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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FLAGSHIP HARBOR ADVISORS, LLC
State Registrations and Notice Filings
(9/22/2005)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 2003About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 2003About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Wayne Shell's CRS (Customer Relationship Summary).
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FLAGSHIP HARBOR ADVISORS, LLC
