Paul E. Fritch

PAUL EDWARD FRITCH CPA

Granada Hills, CA 91344

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CRD#: 3226397

Professional summary

Paul Edward Fritch, who also goes by Paul E Fritch, is a registered financial advisor currently at PAUL EDWARD FRITCH CPA located in Granada Hills, California.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Paul has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul E Fritch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Paul Edward Fritch is a Certified Public Accountant in the State of California. , CPA PRINCIPAL,SOLE PROPRIETOR.100% OWNERSHIP. INC TAXES,TAX ADVISORY,ACCOUNTING,BOOKKEEPING,MANAGEMENT SERVICES. APPROX 140 HRS PER MO.$40,000 PER YR COMPENSATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Edward Fritch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2020 - Present

PAUL EDWARD FRITCH CPA

Office #1: 17738 Simonds St., Granada Hills, CA 91344

RIA

CRD#: 308973

Granada Hills, CA

Past

June 20, 2008 - May 6, 2020

WBB SECURITIES, LLC

RIA

CRD#: 118440

GRANADA HILLS, CA

Past

June 20, 2008 - May 6, 2020

WBB SECURITIES, LLC

CRD#: 118440

CRANFORD, NJ

Past

July 26, 2007 - April 30, 2008

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

GRANADA HILLS, CA

Past

July 11, 2007 - April 21, 2008

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

May 3, 2007 - July 12, 2007

BROOKSTREET SECURITIES CORPORATION

RIA

CRD#: 14667

GRANADA HILLS, CA

Past

September 29, 2006 - July 12, 2007

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

GRANADA HILLS, CA

Past

September 14, 2004 - September 21, 2006

SECURITIES AMERICA, INC.

CRD#: 10205

LA CRESCENTA, CA

Past

April 10, 2000 - July 14, 2004

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

GRANADA HILLS, CA

Past

August 12, 1999 - July 13, 2004

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/7/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/23/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/11/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/1999

General Securities Representative Examination

Current Firm

PAUL EDWARD FRITCH CPA

FRITCH, PAUL, EDWARD | PAUL EDWARD FRITCH CPA

CRD#: 308973 / SEC#:

California

Registered Investment Advisory firm - (5/7/2020 Approved)

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Contact information

Main Address

Granada Hills, CA

Mailing Address

Phone number

(818) 368-5775

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 1,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul E. Fritch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Edward Fritch's CRS (Customer Relationship Summary).

Certified licenses

Experience

WBB SECURITIES, LLC

WBB SECURITIES, LLC

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

BROOKSTREET SECURITIES CORPORATION

BROOKSTREET SECURITIES CORPORATION

SECURITIES AMERICA, INC.

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/23/2007

Series 63

Date: 8/11/1999

SIE

Date: 10/1/2018

Series 7

Date: 8/12/1999

Current Firm

PAUL EDWARD FRITCH CPA

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PAUL EDWARD FRITCH CPA

TRUST BUT VERIFY

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